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</o:shapelayout></xml><![endif]--></head><body lang=EN-US link=blue vlink=purple><div class=WordSection1><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Hi all,<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> In US law, a work is jointly authored only if each author contributed copyrightable expression that was intended to be merged into a single work and that the authors intended to be joint authors. In many other cases, you may have two independent authors – one of the text and another of a figure, for example.<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> If a work really is jointly authored, either author can grant permission or non-exclusive licenses over the objection of the co-author so long as the granting author shares any licensing revenue equally with the co-author. If it is an exclusive license – such as in a publication agreement – then the co-authors have to agree.<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Wish this weren’t so complicated, but that’s copyright. I explain the issues around authorship of scholarly articles in more detail in the early parts of this white paper. <a href="http://www.arl.org/sparc/advocacy/nih/copyright.shtml">http://www.arl.org/sparc/advocacy/nih/copyright.shtml</a><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Best,<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Mike<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><div><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>Michael W. Carroll<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>Professor of Law and Director, <o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>Program on Information Justice and Intellectual Property<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>American University, Washington College of Law</span><span style='color:#1F497D'><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>4801 Massachusetts Ave., N.W.</span><span style='color:#1F497D'><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>Washington, D.C. 20016<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>(202) 274-4047 (voice)<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>(202) 730-4756 (fax)<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>vcard:</span><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'><a href="http://www.wcl.american.edu/faculty/mcarroll/vcard.vcf">http://www.wcl.american.edu/faculty/mcarroll/vcard.vcf</a><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>Research papers: <a href="http://law.bepress.com/michael_carroll/">http://works.bepress.com/michael_carroll/</a><br><a href="http://ssrn.com/author=330326">http://ssrn.com/author=330326</a><br>blog: <a href="http://www.carrollogos.org/"><font color="red"><b>MailScanner has detected a possible fraud attempt from "www.carrollogos.org" claiming to be</b></font> http://www.carrollogos.blogspot.com/</a></span><span style='color:#1F497D'><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:#1F497D'>See also <a href="http://www.creativecommons.org/">www.creativecommons.org</a></span><span style='color:#1F497D'><o:p></o:p></span></p></div><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><div><div style='border:none;border-top:solid #B5C4DF 1.0pt;padding:3.0pt 0in 0in 0in'><p class=MsoNormal><b><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif"'>From:</span></b><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif"'> goal-bounces@eprints.org [mailto:goal-bounces@eprints.org] <b>On Behalf Of </b>Macklin, Lisa Alsing<br><b>Sent:</b> Tuesday, February 05, 2013 10:48 AM<br><b>To:</b> Stephen X. Flynn; Stevan Harnad<br><b>Cc:</b> Global Open Access List (Successor of AmSci); sparc-ir<br><b>Subject:</b> [GOAL] Re: [sparc-ir] question about co-authors and self archiving<o:p></o:p></span></p></div></div><p class=MsoNormal><o:p> </o:p></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>In U.S. Copyright Law, joint authors are co-owners of the copyright in the work (see Section 201(a) of Title 17). This means that each author can individually exercise their rights under copyright, but are accountable to each other for any profits made. For institutional repositories, we advise co-authors that they can choose to deposit a jointly authored article in our repository (subject to any limitations of the publication agreement they signed) without the permission of the co-author, but in the interest of collegiality, they will want to discuss it with their co-authors first. If a co-author objects, I think they need to come to an agreement among themselves. There are mechanisms you can put in place in the repository to address the concerns raised by co-authors (metadata only, etc.) but I would recommend looking at the needs and interests of your faculty as a whole and not just the co-author question when designing the functionality of your repository.<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Cheers,<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Lisa<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Lisa A. Macklin, MLS, JD<o:p></o:p></span></p></div><div><p class=MsoNormal><span class=apple-style-span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Director, Scholarly Communications Office</span></span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p></div><div><p class=MsoNormal><span class=apple-style-span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Emory University Libraries</span></span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>540 Asbury Circle<o:p></o:p></span></p></div><div><p class=MsoNormal><span class=apple-style-span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Atlanta, GA 30322</span></span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p></div><div><p class=MsoNormal><span class=apple-style-span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>404-727-1535</span></span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Follow us on Twitter @EmoryLibsOA<o:p></o:p></span></p></div></div></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div style='border:none;border-top:solid #B5C4DF 1.0pt;padding:3.0pt 0in 0in 0in'><p class=MsoNormal><b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:black'>From: </span></b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:black'>"Stephen X. Flynn" <<a href="mailto:sflynn@wooster.edu">sflynn@wooster.edu</a>><br><b>Date: </b>Monday, February 4, 2013 8:31 PM<br><b>To: </b>Stevan Harnad <<a href="mailto:harnad@ecs.soton.ac.uk">harnad@ecs.soton.ac.uk</a>><br><b>Cc: </b>"Global Open Access List (Successor of AmSci)" <<a href="mailto:goal@eprints.org">goal@eprints.org</a>>, sparc-ir <<a href="mailto:sparc-ir@arl.org">sparc-ir@arl.org</a>><br><b>Subject: </b>[sparc-ir] question about co-authors and self archiving<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>If I may resurrect this question about joint authors. <o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Correct me if I'm wrong, but my assumption is that joint authorship is very much like a joint bank account. You, as the joint account owner, has just as much the ability to withdraw money, write checks, initiate wire transfers, etc as the other account owner. Isn't joint authorship very similar? One co-author has the ability to exercise his or her rights to self-archive the work in an IR (provided the journal's policies allow this). Why should one co-author be able to prevent others from self-archiving? <o:p></o:p></span></p><div><div><p class=MsoNormal><span style='font-size:13.5pt;font-family:"Helvetica","sans-serif";color:black'><br>----<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:13.5pt;font-family:"Helvetica","sans-serif";color:black'>Stephen X. Flynn<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:13.5pt;font-family:"Helvetica","sans-serif";color:black'>Emerging Technologies Librarian<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:13.5pt;font-family:"Helvetica","sans-serif";color:black'>The College of Wooster<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:13.5pt;font-family:"Helvetica","sans-serif";color:black'>Wooster, OH<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:13.5pt;font-family:"Helvetica","sans-serif";color:black'>(330) 737-1755<o:p></o:p></span></p></div></div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p><div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>On Dec 4, 2012, at 11:31 AM, Stevan Harnad wrote:<o:p></o:p></span></p></div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><br><br><o:p></o:p></span></p><div><div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>On 2012-12-04, at 10:44 AM, Elizabeth Kirk <<a href="mailto:elizkirk@gmail.com">elizkirk@gmail.com</a>> wrote:<o:p></o:p></span></p></div><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>All,</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>We have a group of faculty very interested in promoting an OA policy<o:p></o:p></span></p></blockquote><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>for faculty deposit of journal articles. People are very interested in knowing<o:p></o:p></span></p></blockquote><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>in advance how other institutions with such policies handle cases where one<o:p></o:p></span></p></blockquote><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>of multiple authors of an article refuses/is not able to allow the posting of an article to an IR.<o:p></o:p></span></p></blockquote><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>1. Deposit the article anyway, but set access as Closed Access<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>instead of OA: metadata are OA, article is not.<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>2. Implement the email-eprint-request Button.<o:p></o:p></span></p></div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><br><br><o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'> Do you<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'> ·</span><span style='font-size:7.0pt;color:black'> --</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>embargo the deposited article?<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>You can set the Closed Access to elapse after the embargo period, if you wish.<br><br><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>·</span><span style='font-size:7.0pt;color:black'> </span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>--allow a “pass” and not ingest the article?<o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Definitely do *not* omit the article altogether.<o:p></o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Stevan Harnad<o:p></o:p></span></p></div><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>·</span><span style='font-size:7.0pt;color:black'> </span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>--other possible solutions?<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Thanks so much for your assistance. Please feel free to respond privately.<o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div></blockquote><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><br><br><o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'> <o:p></o:p></span></p></div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>All the best,<o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>Eliz<o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Elizabeth E. Kirk</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Associate Librarian for Information Resources</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Dartmouth College Library</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>6025 Baker Library, Rm. 115</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Hanover, NH, USA</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>tel: (603) 646-9929</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>fax: (603) 646-3702</span><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p></o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><a href="mailto:elizabeth.e.kirk@dartmouth.edu">elizabeth.e.kirk@dartmouth.edu</a><o:p></o:p></span></p><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'><o:p> </o:p></span></p></div><p class=MsoNormal><span style='font-size:8.5pt;font-family:"Calibri","sans-serif";color:black'>-- <br>You received this message because you are subscribed to the Google<br>Groups "SPARC IR" group.<br>To post to this group, send email to <a href="mailto:sparc-ir@arl.org">sparc-ir@arl.org</a><br>To unsubscribe from this group, send email to<br><a href="mailto:sparc-ir+unsubscribe@arl.org">sparc-ir+unsubscribe@arl.org</a><br>For more options, visit this group at<br><a href="http://groups.google.com/a/arl.org/group/sparc-ir">http://groups.google.com/a/arl.org/group/sparc-ir</a><br> <br>You may need to log in to view the archive. 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