<html><head><meta http-equiv="Content-Type" content="text/html charset=windows-1252"></head><body style="word-wrap: break-word; -webkit-nbsp-mode: space; -webkit-line-break: after-white-space; "><div><div>Begin forwarded message:</div><br class="Apple-interchange-newline"><blockquote type="cite"><div style="margin-top: 0px; margin-right: 0px; margin-bottom: 0px; margin-left: 0px;"><span style="font-family:'Helvetica'; font-size:medium; color:rgba(0, 0, 0, 1.0);"><b>From: </b></span><span style="font-family:'Helvetica'; font-size:medium;">Frederick Friend <<a href="mailto:ucylfjf@UCL.AC.UK">ucylfjf@UCL.AC.UK</a>><br></span></div><div style="margin-top: 0px; margin-right: 0px; margin-bottom: 0px; margin-left: 0px;"><span style="font-family:'Helvetica'; font-size:medium; color:rgba(0, 0, 0, 1.0);"><b>Subject: </b></span><span style="font-family:'Helvetica'; font-size:medium;"><b>Re: The Importance of Repository EC- (OpenAire) and RCUK-Compliance Tags for Mandate Compliance Verification</b><br></span></div><div style="margin-top: 0px; margin-right: 0px; margin-bottom: 0px; margin-left: 0px;"><span style="font-family:'Helvetica'; font-size:medium; color:rgba(0, 0, 0, 1.0);"><b>Date: </b></span><span style="font-family:'Helvetica'; font-size:medium;">5 November, 2012 6:17:35 AM EST<br></span></div><div style="margin-top: 0px; margin-right: 0px; margin-bottom: 0px; margin-left: 0px;"><span style="font-family:'Helvetica'; font-size:medium; color:rgba(0, 0, 0, 1.0);"><b>To: </b></span><span style="font-family:'Helvetica'; font-size:medium;"><a href="mailto:JISC-REPOSITORIES@JISCMAIL.AC.UK">JISC-REPOSITORIES@JISCMAIL.AC.UK</a><br></span></div><div style="margin-top: 0px; margin-right: 0px; margin-bottom: 0px; margin-left: 0px;"><span style="font-family:'Helvetica'; font-size:medium; color:rgba(0, 0, 0, 1.0);"><b>Reply-To: </b></span><span style="font-family:'Helvetica'; font-size:medium;">Frederick Friend <<a href="mailto:ucylfjf@UCL.AC.UK">ucylfjf@UCL.AC.UK</a>><br></span></div><br>
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<div>May I underline the importance for all EU and especially UK repositories in
ensuring</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>compliance with OpenAIRE for harvesting? Whatever political views
anybody may</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>have about the EU, there is no doubt that the EC’s work in
supporting Europe-wide</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div> access to Europe-wide research outputs through
repositories has been exemplary,</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>and will become even more important as the
volume of EC-funded research increases</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>under Horizon 2020, and as RCUK begins to
implement its new policy. As Eloy indicates</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>below, the OpenAIRE team have made
significant efforts to introduce “low-barrier”</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>compliance/compatibility
requirements. As a Reviewer of OpenAIRE for the EC it has</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>been a particular
sadness for me to witness the reluctance of UK repositories to become</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>OpenAIRE-compatible, an action which will benefit UK researchers as well as all
researchers</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>world-wide. If there are serious difficulties for repositories in
introducing OpenAIRE</div></div></div></div></blockquote><blockquote type="cite"><div dir="ltr"><div dir="ltr"><div style="font-family: Calibri; font-size: 12pt; "><div>requirements, please e-mail me and I shall raise any such
issues with the OpenAIRE team. Thank you.</div>
<div> </div>
<div>Fred Friend</div>
<div>Honorary Director Scholarly Communication UCL</div>
<div><a href="http://www.friendofopenaccess.org.uk/">http://www.friendofopenaccess.org.uk</a>
</div>
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<div style="font-color: black"><b>From:</b> <a title="amsciforum@GMAIL.COM" href="mailto:amsciforum@GMAIL.COM">Stevan Harnad</a> </div>
<div><b>Sent:</b> Sunday, November 04, 2012 6:32 PM</div>
<div><b>To:</b> <a title="JISC-REPOSITORIES@JISCMAIL.AC.UK" href="mailto:JISC-REPOSITORIES@JISCMAIL.AC.UK">JISC-REPOSITORIES@JISCMAIL.AC.UK</a>
</div>
<div><b>Subject:</b> The Importance of Repository EC- (OpenAire) and
RCUK-Compliance Tags for Mandate Compliance Verification</div></div></div>
<div> </div></div>
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<blockquote style="TEXT-ALIGN: center; BORDER-LEFT: rgb(204,204,204) 1px solid; MARGIN: 0px 0px 0px 0.8ex; PADDING-LEFT: 1ex" class="gmail_quote"><i>**Cross-Posted **</i></blockquote>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">It
is extremely important for the success of both funder and institutional OA
mandates worldwide that eprints, dspace and all other repositories be made
compliant with funder harvesting requirements such as those of <a href="http://www.openaire.eu/">OpenAIRE</a> (as Eloy Rodrigues indicates in the
passage appended after this message).</div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">For
deposit mandates to work, they need to have <i>a reliable and date-stamped
compliance verification mechanism</i>.</div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255)"><b><i style="FONT-FAMILY: helvetica; FONT-SIZE: medium">Plea to repository managers
and software developers </i><font size="3" face="Helvetica"><i>world-wide</i>:
</font></b></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">This
is the time to make sure that your repositories implement the requisite metadata
tags for specifying the funding agency (US, EU or RCUK) as well as the article's
journal acceptance date).</div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>A system must be designed for ensuring that the mandate will actually be
complied with, which means that there has to be an effective, timely monitoring
mechanism, with swift feedback and consequences in case of non-compliance.
</div>
<div> </div>
<div>That means that immediate-deposit of full-text upon acceptance for
publication has to be monitored continuously, based on authors' ongoing
publication calendar dates not just retrospectively in 4-6-year batches. </div>
<div> </div>
<div>If compliance is instead left to the the latter -- long-delayed
retrospective batches -- then even the talk about a "6-12-month embargo" becomes
meaningless! Embargos can only be observed if publication dates are observed,
and hence if deposits, whether embargoed or unembargoed, are immediate. That's
how deposit-date needs to be integrated into RCUK authors' annual work-flow,
including the all-important date-stamping by the official date of the journal's
letter of acceptance -- not the wildly varying and incalculable date on which
the journal issue actually appears -- which is in turn often far from the
calendar date of publication: as much as a year or more at times.)</div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>The EC's and RCUK's mandates have to be integrated with institutional
mandates so as to implement the following 8 shared conditions: </div></div>
<blockquote style="BORDER-BOTTOM: medium none; BORDER-LEFT: medium none; PADDING-BOTTOM: 0px; MARGIN: 0px 0px 0px 40px; PADDING-LEFT: 0px; PADDING-RIGHT: 0px; BORDER-TOP: medium none; BORDER-RIGHT: medium none; PADDING-TOP: 0px">
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(1) <b>immediate-deposit</b> (even if access to the deposit is
allowed to be embargoed): </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(2) of the <b>final peer-reviewed draft</b> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(3) on the <b>date of acceptance</b> by the journal (which is marked by a
verifiable calendar date-stamp)</div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(4) and the immediate-deposit must be directly in the <b>author's own
institutional repository</b> (not institution-externally -- central
repositories can harvest from IRs)</div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(5) so that immediate-deposit can be <b>monitored and verified by the
author's institution</b> (regardless of whether the mandate is from a funder
or the institution)</div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(6) as a <b>funding compliance condition</b> and/or an <b>institutional
employment condition</b></div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(7) and institutional repository must be designated as the <b>sole locus
of deposit </b>for submitting publications for institutional performance
evaluation, funder conditions and national research assessment.</div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div>(8) Repository deposits must be monitored so as to generate <b>rich and
visible metrics of usage and citation</b> so as to verify and reward authors'
deposits as well as to showcase and archive the institution's and funder's
research output and impact.</div></div></blockquote>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium">
<div> </div>
<div>An instance of mututally reinforcing funder and institutional policies is
the <a href="http://openaccess.eprints.org/index.php?/archives/864-.html">FRS-FNRS</a>
policy in Belgium.</div>
<div> </div>
<div>Best wishes,</div>
<div>Stevan Harnad</div></div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"> </div>
<div style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; FONT-SIZE: medium"><b>On
2012-11-04, at 12:39 PM, "Eloy Rodrigues" [OpenAire] wrote:</b></div>
<blockquote style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium" type="cite"></blockquote>
<blockquote><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Hi
Stevan,<br></span><font color="#222222" size="3" face="Helvetica"><br></font><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">I
agree with the recommendations for compliance-verification for
RCUK<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">that
I've seen in another message.<br></span><font color="#222222" size="3" face="Helvetica"><br></font><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Regarding
OpenAIRE we tried that our infrastructure helps/cooperate (and
not<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">compete)
with the network of institutional repositories. We tried to
have<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">very
"low barrier" guidelines for compliance (we are now calling<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">compatibility),
basically just requiring identification of the EC project<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">and
access status (Open Access, embargoed, closed) in a "standard" way.
</span><font color="#222222" size="3" face="Helvetica"><br></font><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">EC
funded publications will be regularly harvested from
compliant/compatible<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">repositories.
So, authors from institutions with compliant repositories,<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">just
need to deposit on their repository to comply to the EC policy.
And<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">even
if an author goes to the OpenAIRE portal to deposit a publication,
he<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">will
be re-directed to the repository of it's own institution.<br></span><font color="#222222" size="3" face="Helvetica"><br></font><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">But
unfortunately the number of compliant repositories is still not
high<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">enough
(except on some southern countries like Portugal and Spain), and
is<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">particularly
low in the UK...<br></span><font color="#222222" size="3" face="Helvetica"><br></font><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Best,</span><font color="#222222" size="3" face="Helvetica"><br></font><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Serviços
de Documentação<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Eloy
Rodrigues<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Direcção<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Campus
de Gualtar, 4710 - 057 Braga - Portugal<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Telefone
+351 253 604 156/7/8; Fax +351 253 604 159<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Campus
de Azurém, 4800 058 Guimarães<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium">Telefone
+351 253 510 168; Fax +351 253 510 117<br></span><span style="BACKGROUND-COLOR: rgb(255,255,255); FONT-FAMILY: helvetica; COLOR: rgb(34,34,34); FONT-SIZE: medium"><a href="http://www.sdum.uminho.pt/">http://www.sdum.uminho.pt</a> |
Siga-nos </span></blockquote>
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