On Sun, Oct 7, 2012 at 9:12 AM, leo waaijers <span dir="ltr">&lt;<a href="mailto:leowaa@xs4all.nl" target="_blank">leowaa@xs4all.nl</a>&gt;</span> wrote:<br><div class="gmail_quote"><br><blockquote class="gmail_quote" style="margin:0 0 0 .8ex;border-left:1px #ccc solid;padding-left:1ex">

  
    
  
  <div bgcolor="#FFFFFF" text="#000000">
    <font size="-1"><font face="Verdana">Yes, if all publishers (both
        subscription based and open access publishers) would operate a
        two-stage publication process the whole Green-Gold dichotomy
        would disappear. The first stage is organising the peer review.
        This is not an easy task and it certainly has a price, the
        submission fee. The second stage is the circulation of the peer
        reviewed article. Authors may choose to have that done via a
        repository as a stand alone article or have it done via a
        publisher in a branded package. The choice is a matter of a
        balancing price against added value. I see no need to force an
        author either way. Leo.<br></font></font></div></blockquote><div><br></div><div>Almost, but not quite: The &quot;brand&quot; (the journal&#39;s title and track-record) is accorded when the outcome of the peer review is &quot;accept.&quot; Green OA is the <i>accepted</i> final draft. The journal name is merely a tag.</div>
<div><br></div><div>So the author&#39;s &quot;choice&quot; (if the two were unbundled) would be whether he wishes only the peer review -- its outcome tag-certified by the journal whose peer review standards the paper has successfully met -- or the rest of the products and services currently co-bundled with it.</div>
<div><br></div><div>(I have no view on the latter. I just want the former to be Green OA, at long last.) </div><div><br></div><div>That&#39;s what Green OA mandates from institutions and funders are for.</div><div><br></div>
<div>Stevan Harnad</div><blockquote class="gmail_quote" style="margin:0 0 0 .8ex;border-left:1px #ccc solid;padding-left:1ex"><div bgcolor="#FFFFFF" text="#000000"><font size="-1"><font face="Verdana">
        <br>
      </font></font>
    <div>Op 7-10-2012 14:29, Stevan Harnad
      schreef:<br>
    </div>
    <blockquote type="cite">On Sun, Oct 7, 2012 at 7:30 AM, Sally Morris <span dir="ltr">&lt;<a href="mailto:sally@morris-assocs.demon.co.uk" target="_blank">sally@morris-assocs.demon.co.uk</a>&gt;</span>
      wrote:
      <div><br>
        <div class="gmail_quote">
          <blockquote class="gmail_quote" style="margin:0 0 0 .8ex;border-left:1px #ccc solid;padding-left:1ex">
            <div style="WORD-WRAP:break-word">
              <div dir="ltr" align="left"><span><font color="#0000ff" face="Arial">Stevan overlooks the difference between
                    &#39;publishing&#39; an article in a repository and in a
                    journal.   As long as researchers prefer the latter
                    (and there are lots of reasons why they seem to, in
                    addition to peer review) then there will be a demand
                    for journals in which to publish:  selection and
                    collecting together of articles of particular
                    relevance to a given audience, and of a certain
                    range of quality;  &#39;findability&#39;;  kudos of the
                    journal&#39;s title (and impact factor);  copy-editing; 
                    linking;  quality of presentation;  etc etc...</font></span></div>
              <div dir="ltr" align="left"><span></span> </div>
              <div dir="ltr" align="left"><span><font color="#0000ff" face="Arial">And peer review is in any case not a
                    contextless operation.  The selection of articles
                    for publication in journal X is a relative matter; 
                    not just &#39;is the research soundly conducted and
                    honestly reported?&#39; but &#39;is it of sufficient
                    relevance, interest and value to our readers in
                    particular?&#39;</font></span></div>
            </div>
          </blockquote>
          <div><br>
          </div>
          <div>I completely agree with Sally about peer review (it is a
            decision by qualified specialists about whether a paper
            meets a journal&#39;s established standards for quality <i>as
              well as subject matter, </i>as certified by the journal&#39;s
            title and track-record), and I explicitly say so in the
            longer commentaries of which I only posted an excerpt.</div>
          <div><br>
          </div>
          <div>But that, of course, does not change a thing about the
            fact that peer review is merely a service, that can be
            unbundled from the many other products and services with
            which it is currently co-bundled. It certainly does not
            imply that in order for referees or editors to make a
            decision about journal subject matter, there has to exist a
            set of articles co-bundled in a monthly or quarterly
            collection, sold together as a product, online or on-paper!</div>
          <div><br>
          </div>
          <div>As to the rest of the co-bundled products and services
            Sally mentions: If she&#39;s right, then journals have nothing
            to fear from Green OA mandates, since those only apply to
            the author&#39;s peer-reviewed, revised, accepted final draft.
            That&#39;s what&#39;s self-archived in the author&#39;s institutional
            repository. If all those other products and services are so
            important, then reaching 100% Green OA globally will not
            make subscriptions unsustainable, because the need, and
            hence the market, for all those other co-bundled products
            and services Sally mentioned will still be there.</div>
          <div><br>
          </div>
          <div>The only difference will be that all users -- not just
            subscribers -- will have access to all peer-reviewed,
            revised, accepted final drafts. (That&#39;s Green OA, and once
            we are there, I can stop wasting my time and energy trying
            to get us there, as I have been doing for nearly 20 years
            now!) </div>
          <div><br>
          </div>
          <div>But then can I ask Sally, please, to call off her fellow
            publishers who have been relentlessly (and successfully)
            lobbying BIS not to mandate Green OA, and have been imposing
            embargoes on Green OA, on the (rather incoherent) argument
            that (1) Green OA is inadequate for researchers&#39; needs and
            has already proved to be a failure and (2) that if Green OA
            succeeded it would destroy publishing, peer review, and
            research quality?</div>
          <div><br>
          </div>
          <div>Otherwise this (incoherent) argument becomes something of
            a self-fulfilling prophecy, and we have the Finch/RCUK
            fiasco to show for it.</div>
          <div><br>
          </div>
          <div>Stevan Harnad</div>
          <div><br>
          </div>
          <div><br>
          </div>
          <blockquote class="gmail_quote" style="margin:0 0 0 .8ex;border-left:1px #ccc solid;padding-left:1ex">
            <div style="WORD-WRAP:break-word">
              <div dir="ltr" align="left"><span></span> </div>
              <div dir="ltr" align="left"><span><font color="#0000ff" face="Arial">Sally</font></span></div>
              <div> </div>
              <div align="left"><font face="Arial">Sally Morris</font></div>
              <div align="left"><font face="Arial">South House, The
                  Street, Clapham, Worthing, West Sussex, UK  BN13 3UU</font></div>
              <div align="left"><font face="Arial">Tel:  +44 (0)1903
                  871286</font></div>
              <div align="left"><font face="Arial">Email:  <a href="mailto:sally@morris-assocs.demon.co.uk" target="_blank">sally@morris-assocs.demon.co.uk</a></font></div>
              <div> </div>
              <br>
              <div dir="ltr" align="left" lang="en-us">
                <hr>
                <font face="Tahoma"><b>From:</b> <a href="mailto:goal-bounces@eprints.org" target="_blank">goal-bounces@eprints.org</a>
                  [mailto:<a href="mailto:goal-bounces@eprints.org" target="_blank">goal-bounces@eprints.org</a>] <b>On
                    Behalf Of </b>Stevan Harnad<br>
                  <b>Sent:</b> 06 October 2012 23:12<br>
                  <b>To:</b> Global Open Access List (Successor of
                  AmSci)<br>
                  <b>Cc:</b> <a href="mailto:JISC-REPOSITORIES@JISCMAIL.AC.UK" target="_blank">JISC-REPOSITORIES@JISCMAIL.AC.UK</a><br>
                  <b>Subject:</b> [GOAL] Re: Open Access in the UK:
                  Reinventing the Big Deal<br>
                </font><br>
              </div>
              <div style="MARGIN:0px;MIN-HEIGHT:14px;FONT:12px Helvetica"><span style="FONT-FAMILY:Arial;FONT-SIZE:13px"><b>Publisher
                    Wheeling and Dealing: Open Access Via National and
                    Global McNopoly?</b></span></div>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                Excerpted from more extensive comments on the
                Poynder/Velterop Interview <a href="http://openaccess.eprints.org/index.php?/archives/942-.html" target="_blank"><span style="COLOR:#783f0f">here</span></a>
                and <a href="http://openaccess.eprints.org/index.php?/archives/943-.html" target="_blank"><span style="COLOR:#783f0f">here</span></a>.<br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>Jan Velterop:</b><i>
                    “a shift to an author-side payment for the service
                    of arranging peer review and publication is a
                    logical one”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                The service of arranging peer review I understand. <br>
                <br>
                But what’s the rest? What’s “Arranging publication”?
                Once a paper has been peer-reviewed, revised and
                accepted, what’s left for publishers to do (for a fee)
                that authors can’t do for free (by depositing the
                peer-reviewed, revised, accepted paper in their
                institutional repository)?<br>
                <br>
                And how to get <i>there</i>, from <i>here</i> -- and
                at a fair price for just peer review alone? Publishers
                won’t unbundle, downsize and renounce revenue until
                there’s no more market for the extras and their costs –
                and Green OA is what will put paid to that market.
                Pre-emptive Gold payment, while subscriptions are still
                being paid, will not – and especially not hybrid Gold.<br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>JV:</b><i>
                    “‘Hybrid OA’ doesn’t exist. It is just “gold” OA. OA
                    in a hybrid journal is the same as OA in a fully OA
                    journal for any given article.”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                Gold OA is indeed Gold OA whether the journal is hybrid
                or pure (and whether the Gold is Gratis or CC-BY)<br>
                <br>
                But “hybrid” does not refer to a kind of OA, it refers
                to a kind of journal: the kind that charges both
                subscriptions and (optionally) Gold OA fees. <br>
                <br>
                That kind of journal certainly exists; and they
                certainly can and do double-dip. And that’s certainly an
                expensive way to get (Gratis) Gold OA. <br>
                <br>
                And the Finch/RCUK policy will certainly encourage many
                if not all journals to go hybrid Gold, and publishers,
                to maximize their chances of making an extra 6% revenue
                from the UK, will in turn jack up their Green embargoes
                past RCUK’s permissible limits.<br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>JV:</b><i>
                    “The “double-dipping” argument is a red herring.
                    There&#39;s… a notion that subscription prices should be
                    proportional to the number of articles in a journal.
                    How would that work? There are journals with 100
                    subscribers… and… with thousands of subscribers
                    [and] &amp; 25 articles a year &amp; 25 or more
                    articles a week.”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                Double-dipping is not about the number articles or
                subscribers a journal has, but about charging
                subscriptions and, in addition, charging, per article,
                for Gold OA. That has nothing to do with number of
                articles, journals or subscribers: It’s simply
                double-charging. <br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>JV:</b><i>
                    “The cost, and… revenue, of an individual article
                    can only usefully… be expressed as an average, and
                    then probably company-wide. What would otherwise be
                    the situation for a loss-making hybrid journal that
                    receives in one year 10% of its articles as gold,
                    and the next year only 2%? Impossible to work out. A
                    subscription system is inherently lacking in
                    transparency”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                Nothing of the sort, and extremely simple, for a
                publisher who really does not want to double-dip, but to
                give all excess back as a rebate: <br>
                <br>
                Count the total number of articles, N, and the total
                subscription revenue, S. <br>
                <br>
                From that you get the revenue per article: S/N. <br>
                <br>
                Hybrid Gold OA income is than added to that total
                revenue (say, at a fee of S/N per article). <br>
                <br>
                That means that for k Gold OA articles, total hybrid
                journal revenue is S + kS/N.<br>
                <br>
                And if the journal really wants to reduce subscriptions
                proportionately, at the end of the year, it simply sends
                a rebate to each subscribing institution:<br>
                <br>
                Suppose there are U subscribing institutions. Each one
                gets a year-end rebate of kS/UN (regardless of the
                yearly value of k, S, U or N).<br>
                <br>
                (Alternatively, if the journal wants to give back all of
                the rebate only to the institutions that actually paid
                for the extra Gold, don’t charge subscribing
                institutions for Gold OA at all: But that approach shows
                most clearly why and how this pre-emptive morphing
                scheme for a transition from subscriptions to hybrid
                Gold to pure Gold is unscaleable and unsustainable,
                hence incoherent. It is an Escher impossible figure,
                either way, because collective
                subscriptions/“memberships” – including McNopolies --
                only make sense for co-bundled incoming content; for
                individual pieces of outgoing content the peer-review
                service costs must be paid by the individual piece.
                There are at least 20,000 research-active institutions
                on the planet and at least 25,000 peer-reviewed
                journals, publishing several million individual articles
                per year. No basis – or need --for a pre-emptive
                cartel/consortium McNopoly.)<br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>JV:</b><i>
                    “If journals should reduce their subscription price
                    when they get a percentage of papers paid for as
                    gold, what should happen if they lose the same
                    percentage (for completely different reasons) of
                    subscriptions?”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                Less Gold – the value of the year-end institutional
                rebate -- kS/UN – is less that year.<br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>JV:</b><i>
                    “What if a journal which decided to go hybrid has
                    published a steady amount of 50 articles a year for
                    ages and all of a sudden attracts an extra 10 gold
                    OA articles? By how much should it reduce its
                    subscription price?”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                By exactly10S/50U per subscribing institution U.<br>
                <br>
              </div>
              <blockquote style="BORDER-BOTTOM:medium none;BORDER-LEFT:medium none;PADDING-BOTTOM:0px;MARGIN:0px 0px 0px 40px;PADDING-LEFT:0px;PADDING-RIGHT:0px;BORDER-TOP:medium none;BORDER-RIGHT:medium none;PADDING-TOP:0px">

                <div style="MARGIN:0px;FONT:13px Arial"><b>JV:</b><i>
                    “If an article is worth £2,000 to have published
                    with OA in a full-OA journal, why is it not worth
                    the same £2,000 if published in a hybrid journal?”</i></div>
              </blockquote>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
                Simple answer: it’s not worth the price either way. Both
                prices are grotesquely inflated. No-fault peer review
                should cost about $100-200 per round…</div>
              <div style="MARGIN:0px;FONT:13px Arial"><br>
              </div>
              <div style="MARGIN:0px;FONT:13px Arial"><b>Stevan Harnad</b><br>
                <br>
                <b><i>Excerpted from more extensive comments on the
                    Poynder/Velterop Interview </i></b><a href="http://openaccess.eprints.org/index.php?/archives/942-.html" target="_blank"><span style="COLOR:#783f0f"><b><i>here</i></b></span></a><b><i>
                    and </i></b><a href="http://openaccess.eprints.org/index.php?/archives/943-.html" target="_blank"><span style="COLOR:#783f0f"><b><i>here</i></b></span></a><b><i>.</i></b></div>
              <div><br>
              </div>
              <div>
                <div>On 2012-10-02, at 5:00 AM, Richard Poynder wrote:</div>
                <br>
                <blockquote type="cite">
                  <div vlink="purple" link="blue" lang="EN-GB">
                    <div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">Love
                        it or loathe it, the recently announced Open
                        Access policy from Research Councils UK has
                        certainly divided the OA movement. Despite
                        considerable criticism, however, RCUK has
                        refused to amend its policy.</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">So
                        what will be its long-term impact?</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">Critics
                        fear that RCUK has opened the door to the
                        reinvention of the Big Deal. Pioneered by
                        Academic Press in 1996, the Big Deal involves
                        publishers selling large bundles of electronic
                        journals on multi-year contracts. Initially
                        embraced with enthusiasm, the Big Deal is widely
                        loathed today.</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">However,
                        currently drowned out by the hubbub of
                        criticism, there are voices that support the
                        RCUK policy. Jan Velterop, for instance,
                        believes it will be good for Open Access.</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">Velterop
                        also believes that the time is ripe for the
                        creation of a New Big Deal (NBD). The NBD would
                        consist of “a national licensing agreement” that
                        provided researchers with
                        free-at-the-point-of-use access to all the
                        papers sitting behind subscription paywalls,
                        *plus* a “national procurement service” that
                        provided free-at-the-point-of-use OA publishing
                        services for researchers, allowing them to
                        publish in OA journals without having to foot
                        the bill themselves. </div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">Velterop’s
                        views are not to be dismissed lightly. Former
                        employee of Elsevier, Springer and Nature,
                        Velterop was one of the small group of people
                        who attended the 2001 Budapest meeting that saw
                        the birth of the Open Access movement, and he
                        was instrumental in the early success of OA
                        publisher BioMed Central.</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">Moreover,
                        during his time at Academic Press, Velterop was
                        a co-architect of the original Big Deal.</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt">More
                        on this, and a Q&amp;A with Velterop, can be
                        read here:</div>
                      <div style="MARGIN:0cm 0cm 0pt;FONT-FAMILY:Calibri,sans-serif;FONT-SIZE:11pt"><a style="COLOR:blue;TEXT-DECORATION:underline" href="http://poynder.blogspot.co.uk/2012/10/open-access-in-uk-reinventing-big-deal.html" target="_blank">http://poynder.blogspot.co.uk/2012/10/open-access-in-uk-reinventing-big-deal.html</a></div>

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                </blockquote>
              </div>
              <br>
            </div>
            <br>
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            <br>
          </blockquote>
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    </blockquote>
    <br>
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</blockquote></div><br>