[GOAL] Re: DOAJ announces new selection criteria

Heather Morrison hgmorris at sfu.ca
Wed Jun 12 21:34:31 BST 2013


More comments:

First, thanks very much to DOAJ for this work and for open sharing of  
the work-in-progress for comments, and thanks also to PLoS and others  
involved in the OA Spectrum - while I oppose the framework I do  
appreciate everything that you've done for open access and the  
sentiment behind the work, if not the work itself.

Whether a journal is listed in SHERPA / RoMEO is up to SHERPA / RoMEO,  
not something that the journal has only control over. SHERPA / RoMEO  
is UK-based and I am not seeing this initiative actively pursue  
journals outside of the interest sphere of the UK. Is SHERPA / RoMEO  
committed to including all of the world's journals, regardless of  
language? I'd like to see every journal listed in SHERPA / RoMEO, but  
am not convinced that a journal not listed there is not open access.  
I'd suggest that this should be a desirable, not a requirement to be  
considered open access.

On the editorial board question: does every journal really need to  
have an editorial board? I can see where the transparency would help  
to identify quality journals, but will our desire for an easy way to  
identify quality journals end up defining how journals are created?  
For example, a small journal could easily be run by a single editor,  
without an editorial board per se.

Does it really matter if a journal publishes 5 articles per year - or  
even whether the journal is still active? Once a journal ceases to  
publish, if there are quality articles still available, why not  
continue to make these available? A designation of active journals  
would be useful to keep track of the numbers, but many libraries  
include DOAJ lists in their collections and for this purpose it  
doesn't matter if the journal is still active.

Machine readability may be desirable, but not to the same extent in  
all fields, and may be a barrier for some journals and publishers.  
Doesn't even PLoS include PDFs that are not machine-readable? I think  
this should be a nice-to-have, to be encouraged, but not a requirement  
for inclusion in DOAJ.

Author copyright retention is not necessarily an essential part of  
open access. For example, at a recent conference researchers explained  
that in their work with First Nations peoples, they are now granting  
copyright to the First Nations. Employees under a work for hire  
arrangement may not be able to claim copyright in their works. I think  
it's a good idea to encourage journals to leave copyright with  
authors, but not convinced that a journal that retains copyright in  
its own name could not be considered open access.

In summary, I argue for a more inclusive perspective on open access,  
and against stipulations for inclusion in DOAJ that may ultimately  
work against OA.

Earlier today I said that I strongly oppose the Open Access Spectrum.  
Here are some of my reasons:

1.	This document very much reflects the gold approach to open access.  
For example, the two main illustrating sections on the web page are:  
"PLoS journals using OAS Grid" and "Assess a Publication or Publishers  
with the OAS grid".  This is not a neutral conceptual framework, but  
rather one that reflects a particular approach to open access.

2.	If we accept the idea of a spectrum, be prepared for others to  
develop their own spectra, whether implicit or explicit. For example,  
recent developments in Canada suggest that there are many who think  
that lengthy embargoes and national access can be equated with "open  
access". This reflects an implicit spectrum.

3.   If we do accept the idea of a spectrum, I would argue that there  
are other spectra of openness that we should consider. The real end of  
the spectrum for closed access involves enclosure that goes beyond  
when material would normally enter the public domain. A short embargo  
is closer to open than a longer embargo. A scholar-centered approach  
might prioritize the timing of sharing. For example, posting an idea  
for research as soon as it occurs to you is a lot more open than  
waiting to post the preprint.

best,

Heather Morrison
Freedom for scholarship in the internet age
http://summit.sfu.ca/item/12537

On 12-Jun-13, at 7:04 AM, Dom Mitchell wrote:

> The Directory of Open Access Journals (www.doaj.org) is delighted to  
> announce new selection criteria and *hereby announces that these new  
> criteria are open for public comment until July 15th*.
>
>  The DOAJ-team has developed the criteria and our Advisory Board (http://www.doaj.org/doaj?func=loadTemplate&template=about&uiLanguage=en#board 
> ) has provided input and comments.
>
>
> With the growth in the number of research funders, institutional  
> open access policies and mandates, all stakeholders involved –  
> researchers (as authors and readers), research managers, staff  
> managing publication funds, librarians, universities and research  
> funders - need a trusted and reliable information resource that  
> identifies good quality open access journals and filters out  
> disreputable publishers. Equally, the former have a vested interest  
> in not being associated with the latter.
>
>
> We have tried to construct objective criteria that can facilitate  
> compliance verification easily.
>
>  In order to be listed in the DOAJ, a journal must meet the  
> following criteria:
>
> - Journal will be asked to provide basic information (title, ISSN,  
> etc.), contact information, and information about journal policies
> - Journal is registered with SHERPA/RoMEO
> - Journal has an editorial board with clearly identifiable members  
> (including affiliation information)
> - Journal publishes a minimum of five articles per year (does not  
> apply for new journals)
> - Allows use and reuse at leastat the following levels (as specified  
> in the Open Access Spectrum, http://www.plos.org/about/open-access/howopenisit/) 
> :
> - Full text, metadata, and citations of articles can be crawled and  
> accessed with permission (Machine Readability Level 4)
> - Provides free readership rights to all articles immediately upon  
> publication (Reader Rights Level 1)
> - Reuse is subject to certain restrictions; no remixing (Reuse  
> Rights Level 3)
> - Allow authors to retain copyright in their article with no  
> restrictions (Copyrights Level 1)
> - Author can post the final, peer-reviewed manuscript version  
> (postprint) to any repository or website (Author Posting Rights  
> Level 2)
>
> You may review the complete list of criteria here: https://docs.google.com/spreadsheet/ccc?key=0AlFw8p9XB3C6dHE3ZC1Hd2FMMjAweE96czRQb3NDbnc&usp=sharing
>
>
> Future submissions for inclusion in to DOAJ must include the  
> complete set of information provided by the publisher. This  
> information will be publicly available in the Directory. The  
> journals currently listed in the DOAJ will have to go through a re- 
> evaluation process based on the new criteria. This work will take  
> place over the next 12 months or so.
>
>
> *DOAJ Seal of Approval* At the same time we are launching the DOAJ  
> Seal of Approval for Open Access Journals (in short: the DOAJ Seal)  
> to encourage a high practice standard. These journals will be  
> identified with the DOAJ Seal logo.
>
>
> In addition to the more general criteria, above, required for  
> inclusion in the DOAJ, the following criteria must be met for a  
> journal to receive the DOAJ Seal:
> - Provides machine readable copyright information to help search  
> engines identify open works
> - Provides DOIs at the article level
> - Provides metadata to DOAJ at the article level
> - Has a digital archiving/preservation arrangement in place
> - Allows use and reuse at least at the following levels (as  
> specified in the Open Access Spectrum, http://www.plos.org/about/open-access/howopenisit/) 
> :
> + Allows a community standard API or other protocol to crawl or  
> access full text, metadata, citations, and data (including  
> supplementary data) for articles (Open Access Spectrum: Machine  
> Readability Level 2)
> + Ensures generous reuse and remixing rights (Open Access Spectrum:  
> Reuse Rights Level 1)
> + Allows authors to post any version of their article to any  
> repository or website (Open Access Spectrum: Author Posting Rights  
> Level 1)
>
>
> +++++++++++++++++++++
>
>
> We are confident that the new criteria will positively contribute to  
> the transparency of open access. Since open access journals are a  
> relatively new phenomenon, and one that is continuously changing, we  
> will probably have to revise the criteria in a couple of years to  
> keep them current and up to date.
>
>
> To avoid any misunderstanding, we are restating DOAJ’s scope here:
>
>
> The DOAJ has the ambition to continue to be the white list of open  
> access journals that are global in scope in terms of geography,  
> scientific discipline and language.
>
>
> In scope: Journals that provide immediate access to scholarly  
> articles without reader payment, including back-files from those  
> journals made freely available after transitioning to open access.
>
>
> Not in scope: Single articles from subscription based journals made  
> freely available under an open access option (hybrid articles).
>
>  Articles from subscription based journals made freely available  
> after an embargo period (so-called delayed open access – not a term  
> in our dictionary).
>
>
> Your comments on the new criteria are much appreciated and will  
> contribute toward their implementation. Comments must be received  
> before 6pm CEST on Monday 15th July 2013 and should be sent to the  
> DOAJ Community Manager Dominic Mitchell (dom at doaj.org).
>
>
> Kind regards
>
>
> Lars Bjørnshauge
> Managing Director, DOAJ
>
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